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Taberna Capital pays $21.5 mln to settle U.S. SEC charges

Discussion in 'Market News' started by Lily, Sep 2, 2015.

  1. Lily

    Lily Forum Member

    Aug 29, 2015
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    Sept 2 (Reuters) - A Philadelphia investment advisory firm has agreed to pay $21.5 million to settle U.S. Securities and Exchange Commission civil charges that it fraudulently retained fees belonging...
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